Mani Sanghera is the team manager of compliance and disclosure services at the TSX Venture Exchange. His diverse team of qualified industry professionals liaise directly with the Investment Industry Regulatory Organization of Canada and securities regulators to perform oversight of approximately 2,200 Exchange-listed issuers and their management to ensure compliance with applicable securities laws and Exchange requirements. In this role, Mani deals directly with directors and officers on trading and corporate governance issues such as timely and continuous disclosure, management misconduct and trading irregularities.
Mani has considerable industry experience as a securities examiner at both the TSX Venture Exchange and the British Columbia Securities Commission. He is qualified as a Chartered Accountant in Canada and has been awarded fellowship with the Institute of Chartered Accountants in England and Wales.