Experience and Culture: Nishida's Path 'To the Things Themselves'
Andrew Feenberg
Four Concepts of Experience
As Japan modernized under the Meiji Restoration, it enjoyed a sudden and
massive influx of Western science and technology. For many intellectuals,
traditional worldviews seemed to dissolve on contact. In philosophical circles
early enthusiasm for empiricism and positivism soon gave way to anxiety in
the face of change. Japan discovered that it had not only imported Western
achievements but also Western problems. The dilemma of Kultur and
Zivilisation, moral direction and material means, now confronted the
newcomer to modernity, although in Japan it was experienced more as a loss
of national identity than as a crisis of progress as such. But the way back
was irrevocably closed; authentic tradition could not be replaced by factitious
traditionalism.1
Philosophers were condemned to seeking solutions to Western problems in the
West. There they found a variety of responses to what was widely perceived
as the hollowness of rationalistic materialism. The Western self-critique
resonated with their own doubts about the course of modernization in Japan,
but they could no longer appeal to the authority of tradition against the
universality of modern reason. In Japan too the individual subject insisted
on its cognitive rights and no longer submitted blindly to a past that was
rapidly disappearing in any case. Another type of universality compatible
with spiritual values and carrying conviction on its own evidence was therefore
required. The concept of experience lay at the center of many of these attempts
at spiritual regeneration. It represented a richer and more inclusive
universality than reason, and promised a specifically modern link to culture,
tradition, and the religious and moral heritage. The move from rational to
experiential justification seemed to preserve cognitive freedom, the essence
of modernity, without sacrificing values.
Like many other terms, the word for "experience"
(keiken) only acquires a philosophical meaning in the Japanese language
in the 19th century. It soon became central to philosophical reflection in
Japan, at first in connection with the prestige of Western science, said
to be based on experience, and later through its employment as a conceptual
bridge between modern Western thought and Japanese tradition, especially
Buddhist enlightenment. This latter turn owed a great deal to Nishida, whose
theory of "pure experience" (junsui keiken), presented in An Inquiry
into the Good (1911), marked the beginning of original philosophy in
Japan.2
Nishida had a basically favorable view of
modernity while rejecting its positivistic self-understanding. He believed
it possible, starting out from a reevaluation of the concept of experience,
to construct a spiritually richer framework for modern life. His approach
to experience conserves all of the various meanings of the term in Western
thought.
There are at least four such meanings, each of which
is definable by an opposition:
1. Experience as epistemological foundation: the
empiricist idea of experience as the basis of knowledge versus dogma.
It is through this first concept that experience is
linked to scientific and technological modernity. In this sense, experience
means access to knowledge and, through knowledge, power over external nature.
This first idea of experience appears in Nishida's account as a claim to
a unique Japanese modernity. Nishida contested the Western monopoly on the
rational pursuit of knowledge, i.e. reliance on experience rather than prejudice
or tradition. He argued that Japanese culture already involved such an approach
long before the opening of the country. Nishida quotes Motoori Norinaga to
the effect that the Japanese spirit "follows the path that leads to things,"
and comments, "Going to the truth of things is neither to conform to traditions
in a conventional manner nor to be guided by subjective feelings. It necessarily
includes the scientific spirit" (Nishida, 1991: 20). This explains why Japanese
culture has so easily assimilated Western science.
2. Experience as life: immediacy versus
reflection.
The first, empiricist concept of experience is not
as concrete as it seems. What counts as experience in this sense is only
the shared and, indeed, the measurable content of perception, i.e. data.
Left out of account is the specifically "subjective" dimension of consciousness.
Thus by contrast there has always been a romantic conception of experience
as life, as Erlebnis. Not sensation as an object of thought, but feeling
comes to exemplify experience. These two concepts might be contrasted as
experience known versus experience experienced. William James was the first
to conceptualize this "stream of consciousness."
Following James, Nishida writes, "What we usually refer
to as experience is adulterated with some sort of thought, so by pure I am
referring to the state of experience just as it is without the least addition
of deliberative discrimination" (Nishida, 1990:
3).3
Nishida shared this concept of pure experience
with D.T. Suzuki, who popularized the identification of enlightened consciousness
with a kind of immediacy prior to all reflection. Suzuki's influence, in
turn, is explicitly present in Nishida's later theory of Japanese culture
where he writes that "No-mind (mushin) can be considered the axis
of the Oriental spirit (Suzuki Daisetz)" (Nishida, 1991: 72). "It is not
in affirming the self that we become creators but in thinking and acting
by becoming the thing. Our true self is an intrinsically perfect expression
of the world" (Nishida, 1991: 102-103). Zen Enlightenment is thus the mode
of experience characteristic of
Japan.4
And yet Nishida in no way calls for a return
to the premodern past. He imagines a synthesis in which the moment of
subjectivity suppressed by Western modernity will be recovered through a
Zen inspired Asian self-understanding.
3. Experience as Bildung: the progressive
construction of personality (or collective historical experience, "learning
processes," etc.) versus the cycles of non-human nature.
Both the empiricist and the romantic concepts of experience
have in common a momentary, disconnected character. The dialectical concept
of experience as Bildung introduces temporality and connection, leaving
the contemplative viewpoint
behind.5
As a practice engaging all the faculties of
the subject, experience is a process the subject undergoes rather than a
sensation or datum it receives. Experience results in neither knowledge nor
feeling but in the construction of the subject itself. In Hegel this concept
of experience served to eliminate the substantialist notion of subjectivity
inherited from Descartes. The Hegelian subject is no cogito but a
self-constituting process.
Nishida was also influenced by this dialectical concept
of experience which he encountered in German idealism and the writings of
Josiah Royce. In his early work it is generalized in the notion of a cosmic
unification of experience. Insofar as the separateness of individual experiences
is relative to a second-order process of reflection, an underlying first-order
unity is presupposed. Nishida claimed that this unity increasingly manifests
itself in the world. "The self-development of a certain unifying entity is
the mode of all realities, and God is their unifier" (Nishida, 1990: 161).
The later cultural theory, with its notion of global human development, also
reflects a similar generalization of Bildung, now identified with
the historical process. Nishida writes: "Each nation/people lives its own
unique historical life and at the same time joins in a united global world
through carrying out a world-historical mission. This is the ultimate Idea
[principle] of human historical development..." (Nishida, 1996a: 101-102).
Nishida's account of collective social development
is centered on the nation. No doubt the subordinate position of Japan in
the world system of his youth fixated Nishida on the problem of national
identity. Unfortunately, that fixation later entangled him ambiguously in
the imperialist politics of Japan. As I will argue below, Nishida greatly
overestimated the significance of nationality for the solution of the problems
of modernity.
4. Experience as ontological foundation: the
phenomenological-existentialist idea of experience as the unsurpassable horizon
of being, versus objectivity understood as a detached "view from
nowhere."
This fourth definition of experience is the most important
for the interpretation of Nishida, but also the most difficult and controversial.
This notion promises a radical transcendence of the subject-object split.
In the early years of the 20th century, European thought reacted against
the empiricist idea of experience (concept 1). There was a call for a return
to the concrete, or, as Husserl would later say, "To the things themselves"
(Zu den Sachen selbst). The pursuit of the concrete in Bergson, Dilthey,
Simmel, and phenomenology was reflected in Japan in Nishida's break with
Meiji positivism. In Nishida's theory of pure experience subject and object
are not foundational categories but arise from reflection within an original
unity, pre-reflective consciousness.
In the usual view, we conceive experience as "in the
mind," presupposing that our innermost self exists beyond experience and
independent of it. But Nishida argues, on the contrary, that the self which
"has" experience is itself an object in experience. We know the self only
insofar as we bring it before ourselves in reflection, and this experience
is constitutive of selfhood. But if experience is prior to the self that
knows, that self cannot really "have" experience at all. On the contrary,
it is experience which "has" a self. The "I" is not a spectator on the
experienced world, but merely an aspect of it. Experience, not the self,
is what is ultimately real. I will return to these paradoxes later in this
chapter.
There is a risk of confusion between this fourth conception
of experience as the pre-reflexive foundation of the subject-object split,
and the second concept of spontaneous lived experience since both refer to
"immediacy". In the Western context (2) is a protest against the reification
of bourgeois culture and daily life with a strong subjectivistic tinge, while
(4) strives to get beyond the opposition of subjectivism and objectivism
altogether in response to philosophical difficulties in 19th century
neo-Kantianism and naturalism.
There is some historical connection between these two
ways of understanding experience, but there are major conceptual differences.
Lived experience as a momentary realization is an elusive ideal of unsullied
immediacy that stands opposed to modern reflectiveness and calculation. But
experience as ontological foundation is an always already present ground
of being, and therefore also of reflection as a form of being. Russell called
this latter non-psychological version of pure experience a "neutral monism."
As such, it is a theory about the commonality of being underlying the distinction
between subject and object, not a description of a mental event suspending
that distinction. This difference appears as an ambiguity not only in Nishida's
theory of pure experience, but in James' original formulation as well. It
persists in Suzuki in the paradox of enlightenment as the realization in
a privileged moment of a prior unity with the world that was always already
there.6
In Husserl it appears as the potential for
confusion between consciousness as a flow of elusive sensations "in" the
mind, and as an ontologically distinct realm, coextensive with the
real.
It is perhaps because of these ambiguities that Heidegger
and the later Nishida abandon the language of consciousness for other ways
of signifying experience as ontological ground. In what follows I will show
how experiential philosophy carried to its limit tends to cancel the concept
of experience itself.
Nishida and
Phenomenology
I would like now to lay out schematically the chief
ideas involved in the fourth concept of experience as they developed into
the basis of phenomenology, existential ontology, and Nishida's philosophy.
These ideas are:
a) Facticity: the subject is not a transcendental
consciousness, a knowing thing or rational animal, but a localized actor/seer,
and as a first person viewpoint, it cannot be objectified or reduced to the
determinations of a rational system or science.
b) The death of God: the rejection as onto-logically
absurd of the idea of a possible viewpoint on experience that is not located
in experience.
c) Consequently, the rejection of the Kantian
thing-in-itself which seems to presuppose at least ideally an independent
access (e.g. by a hypothetical God) to the original of which human experience
would be the distorted reflection.
d) Further, the reinterpretation or abandonment of
the causal interaction of subject and object or of synthesis by the constructive
activity of the subject, since, again, the transcendent object supposedly
"worked up" in the mind has no reality prior to its givenness in
experience.
e) Hence a return from Kantian criticism to immediacy,
to the acceptance of givenness or presence as an unsurpassable and ultimately
unexplainable ontological foundation (for example Husserlian "pure consciousness"
or the Heideggerian "clearing" (Lichtung).)
f) But, this is not a return to objective "things"
in the usual substantialist sense, but to a new type of being organized according
to the structures of experience of finite subjects.
g) Those structures are finally understood as relative
to an acting rather than a contemplative subject.
Something like point (a) first appeared in the
Kierkegaardian notion of individual existence as irreducible to any rational
system, however, Kierkegaard stuck for the most part to the ethical and religious
implications of the concept. Nietzsche's "death of God" had epistemological
implications sketched in his perspectivism, but because he had no conception
of facticity his doctrine had limited ontological significance.
William James, Brentano, and then far more elaborately,
Husserl, developed points (c)-(f). The contribution of James (see his "Does
Consciousness Exist?" (James, 1958)) to establishing points (c) and (d) is
often overlooked today. He was an effective critic of Cartesian substantialism
and contributed to its downfall. James tended to ontologize experience by
treating it as irreducible, not as an event in the world but as an alternative
description of the world, paralleling the realistic account. Like Brentano,
he rejected atomistic empiricism (a version of concept (1) above) which assumes
that immediate experience consists of inherently meaningless sense data
represented in the mind. Brentano substituted an intentional account of the
intrinsic connection between subject and object for the usual causal account,
and James argued that experience already contains meaning and relationship
and thus need not obtain coherence from the synthetic activity of a
transcendental subject.
Phenomenology finally took a decisive step beyond
traditional philosophy. Husserl reconstructed the notion of consciousness
non-psychologically and made James and Brentano's approach methodologically
fruitful in the phenomenological description of reality. According to Husserl's
critique of psychologism, Descartes and his successors presupposed a traditional
substantialist ontology in which consciousness was a thing rather than a
logical "correlate" of objective being. Husserl introduced the term "pure
consciousness" to refer to this correlated dimension, which is not a perceiving
thing but a redescription of objectivity in the structures of its givenness
(see point (f) above). Eventually Heidegger brought these innovations together
in a new ontology with decisive consequences for later 20th Century thought
and, I will argue below, for our understanding of Nishida as well.
Despite his awareness of the exciting work of Husserl
and Heidegger, and their evident influence on his thinking, Nishida did not
follow their lead and develop a phenomenological ontology. His formative
intellectual experiences lay somewhat earlier than their influence, among
others in William James's radical empiricism and in the first assimilation
of neo-Kantianism in Japan. Thus Nishida's intellectual development took
a different course. Nevertheless, I think it can be shown that his approach
has certain similarities to Husserl's, and is especially close to Heidegger's
reconstruction of phenomenology outside the framework of philosophy of
consciousness (point (g)).
After publishing An Inquiry into the Good, Nishida
went on to struggle with the contradictions of the Jamesian "pure experience"
he had posited in that work. If the self only arises in reflection, who or
what is it that reflects and thereby brings it into being? Nishida thought
he had found an answer in Fichte who posited an all encompassing transcendental
self prior to the splitting up of being into consciousness and object, I
and not-I. In any case, Nishida interpreted his own concept of pure experience
in terms of this transcendental "absolute activity" of Fichte.
We can infer the existence of an "absolute activity"
from the fact that the first person position of thought is ultimately
unsurpassable and yet constitutive of objectivity: "If knower and known are
represented as separate realities....the individual thus objectified cannot
be the real subject, for as the constructive unifying activity of consciousness,
this cannot be made an object of reflection" (Nishida, 1987a: 70). Beyond
the subject-object split lies an act which posits them and which is not itself
a possible object. This act bears a striking resemblance to Husserlian "pure
consciousness" in its constituting function.
Pure experience was now understood as the undifferentiated
field of immediate awareness, an ultimate subjectivity that cannot become
an object because all objects appear before it, a kind of untranscendable
first person standpoint. This self would be a pre-reflective, non-objectifiable
realm of being rather than an object in the world. As in Fichte, the individual
consciousness emerges from this original act of awareness through
"self-consciousness," which Nishida refers to with the Japanese word
"jikaku".
This usage requires some explanation (Ohashi, 1987:
98; Weinmayr, 1987: 225). In ordinary speech, "jikaku" does not refer
to the purely contemplative self-directed awareness for which the word
"self-consciousness" is usually employed in English. Rather, it means the
achievement of a deep realization or understanding of a matter, with the
implication that such understanding effects and alters the self. The
self-reference involved is therefore performative or existential rather than
merely cognitive; it is not the empty mirroring of the self in the self but
constitutes the self through a real relation. Accordingly, Nishida writes
that "Reflection is an event within the self by which the self adds something
to itself, a self-knowledge which is also an operation of self-development"
(Nishida, 1987a: 4, trans. modified). Nishida's concept of "jikaku"
overcomes the undialectical opposition of immediacy and reflection of An
Inquiry into the Good, and the associated psychologistic tendency to
identify the Absolute with a particular state of mind (Maraldo, 1989:
479-480).
Nishida concludes, in sum, that selfhood is not a thing
but a process, a process that is not separate from the experienced world
but is a reflexive dimension of it through which it obtains its unity. Experience
is "based on various a priori, whose unifying function is thought of as
subjectivity, while that which it unifies is thought of as objectivity" (Nishida,
1987a: xxi, trans. modified). Nishida now begins to offer an explanation
for the unifying functions of experience which he had simply postulated in
his earlier work and described twice, once in Jamesian terms and a second
time in Roycean religious language.
Is there not a certain resemblance between this position
and Heidegger's non-substantialist account of subjectivity as transcendence
(Ohashi, 1987: 103)? Of course fundamental differences remain. In Being
and Time Heidegger developed an analytically precise answer to the question
of the nature of the "various a priori," which he called existentiale, to
which Nishida refers. Nishida, on the other hand, having established the
general principle, moves on to carry out his ambitious speculative program
in a new type of systematic philosophy. Nevertheless, like Heidegger, at
this point in his development Nishida turned away from his sources in the
philosophy of consciousness toward a new position.
Beyond Experience
It is out of this background that Nishida developed
his concept of "place" (basho) which aims to restore the world in
its concreteness against all cognitive representations. He eventually realized
that insofar as the "absolute activity," is non-objectifiable, it makes little
sense to identify it with an ego, even a transcendental one. This still
objectifies it psychologistically. By a startling reversal that has a certain
similarity to Heidegger's break with Husserl, Nishida came to see that the
foundation of experience is not a kind of super-self but the "place" of the
self. This place Nishida further qualifies as "absolute nothingness."
What is this mysterious concept of "nothingness?" Does
it mark a regression from philosophy to mysticism? Isn't it "something" by
the mere fact that we talk about it? Nishida had answers to such obvious
objections but they are difficult to understand because they undermine our
usual associations with the word. The only way I can make sense of his concept
of nothingness is as an attempt to grasp the first person standpoint from
the first person standpoint itself, an attempt which leads to its
depersonalization and identification with the given in its givenness. As
such, first personhood loses the character of a present-at-hand thing in
the world and becomes a horizon that cannot be directly thematized. All
experience, including the experienced self, falls under that horizon, which
is "nothing" insofar as it is not a being in the world, not a cogito,
but a field of appearance in something like Husserl's sense.
This interpretation finds support in Nishida's reply
to Tanabe's charge that his notion of place is a mere object of thought or
mystical intuition. Nishida writes: "'Place' is not contemplated objectively.
Rather, is it not the 'wherein' of the self? The self and the world do not
merely oppose one another as coordinates, rather they correspond to one another
in a contradictory self-identity" (Nishida, 1965: 366; letter 2077). The
self, grasped from the first person standpoint, has its own kind of place,
and it is this which Nishida calls absolute nothingness. This original identity
is presence itself as an absolute foundation prior to subject and object.
This is the "daytime" perspective "in which truth is things just as they
are, as opposed to the colorless and soundless perspective of night found
in the natural sciences" (Nishida, 1990:
xxxiii).7
The comparison between this position and Heidegger's
raises significant questions and suggests interesting answers. There have
always been disagreements about the interpretation of Heidegger's relation
to the phenomenological tradition. He seemed to reject as subjectivistic
the experiential approach that began with James and continued through his
teacher Husserl. And indeed, there are passages in Being and Time
in which Heidegger explicitly refuses the standpoint of experience and apparently
breaks any continuity with these
predecessors.8
Nevertheless, there is surely significant continuity.
There were two ways Heidegger could have developed
his new approach out of the experiential background, either by redefining
the notion of experience to strip it of the reference to concept (2),
Erlebnis, i.e., its subjectivistic aspect, or by rejecting it entirely
for a new conceptual framework. Heidegger takes the latter path in Being
and Time, and it is this choice which gives the impression that he is
doing something far more original than his actual, quite significant,
accomplishment. He rejected Husserl's language of consciousness, even purified
of psychologism, for a new language of facticity, practice and being. Facticity
becomes ontologically important as a finite subject is essentially in the
world, in a time and place, acting out of its concerns (Sorge). These
determinations become ontologically general once they describe the special
type of being to which being is revealed, and not a mere thing, e.g. the
human animal. Consciousness is no longer the essence of subjectivity. More
fundamental than consciousness is the "circumspection" (Umsicht) with
which Dasein moves amidst its objects and grasps them in action.
But this new approach is difficult to work out in a
way that avoids falling into either subjectivism or objectivism once again.
Escape from these twin perils requires maintaining a tenuous link to the
experiential background sketched above even as the concept of consciousness
is rejected. Take, for example, the difficult "Introduction" to Being
and Time. There Heidegger makes several moves that are only understandable
from an experiential standpoint, but which he presents in quite other terms.
For example, he attributes "mineness" (Jemeinigkeit) to Dasein,
an attribution which seems to, but which surely cannot refer us to an objective
quality of a thing called Dasein (Heidegger, 1962: 67-68 (41-42)).
What is it then? In Heidegger's language it is an existentiale, a structure
of being-in-the-world. But again, what is the status of such structures?
Are they Kantian transcendental conditions? The Kantian interpretation brings
back the whole subject/object paradigm Heidegger is attempting to escape.
With an eye on the parallel problem in Nishida's retreat from the concept
of experience, I would suggest that we understand "mineness" as the
irreducibility of first personhood, the fact that it cannot be dissolved
into objective determinations, that it is not present-at-hand like ordinary
things.
A similar problem arises with respect to Heidegger's
definition of the phenomenon as "that which shows itself in itself" (Heidegger,
1962: 51 (28)). It seems unlikely that Heidegger regresses to dogmatic naive
realism, for on the terms of such realism the subject is itself an ordinary
thing in the world. Instead, he must implicitly refer us to something like
the Husserlian notion of appearance. However, he now interprets this notion
as a "clearing" in which being is disclosed rather than as conscious experience.
That clearing cannot be conceived in objectivistic terms, because, like Nishida's
parallel concept of the place of nothingness, it is the horizon of the world.
Again, there is a suggestive similarity between the way in which Heidegger
and Nishida attempt to avoid the subjectivistic implications of the concept
of experience without abandoning the experiential ground won at an earlier
stage.9
Heidegger's thought can be plausibly interpreted as
an implicit non-mentalistic revision of the concept of
experience.10
On this interpretation, if Heidegger largely
avoids open references to experiential ontology, this is only because he
worries that such references would seem to imply his continued loyalty to
a philosophy of consciousness for which he now wants to substitute the conception
of Dasein as finite being-in-the-world. Heidegger himself might well
have rejected this interpretation, but unless one is prepared to accept
uncritically his own self-understanding, it is difficult to make sense of
his analyses except as ontologized structures of the practical experience
of a finite subject. This is also the position at which Nishida arrived in
his later work.
The Paradoxical Logic of
Place11
The experiential standpoint demands that we grant
fundamental ontological significance to a finite, detranscendentalized subject
firmly located in the world (concept 4). Only such a subject can have experience
in the full sense of the term, as an active being engaged with other beings
(point (g)). This is the return to the concrete through the transcendence
of the subject-object split promised by early 20th Century philosophy
and finally achieved in the thought of Heidegger and Nishida.
But the notion of experience as an ontological foundation
is profoundly paradoxical. Paradox haunts Heidegger's concept of the ontological
difference: how can the merely ontic individual being in the world have
ontologically general significance? Another related paradox, very differently
handled, inspires Nishida's last essay on "The Logic of the Place of Nothingness
and the Religious Worldview" ("Bashoteki ronri to shukyoteki sekaikan,"
1945). This essay can be seen as an attempt to work through the most puzzling
implications of experiential ontology in a world of multiple subjects.
The concept of God in this final essay offers a starting
point for analysis. This concept enables us to think the universe as a whole
under a single transcendent glance. But Nishida argues that the "true absolute"
is absolute precisely in standing unopposed to any other being. Insofar as
it is beyond all opposition, it is not even relative to the relative and
cannot be conceived as transcendent. He concludes that the true absolute
(God) "must possess itself through self-negation. The true absolute exists
in that it returns to itself in the form of the relative. The true absolute
One expresses itself in the form of the infinite many. God exists in this
world through self-negation" (Nishida, 1987b: 125).
This appears to be a pantheistic position, but Nishida
rejects pantheism which, he argues, is objectivistic and treats being as
unproblematic. His own doctrine, he claims, follows the "negative theology"
of Nagarjuna which calls into question all positings of being (Nishida, 1987b:
70-71). In precisely what sense Nishida is really a follower of this eminent
predecessor, we must leave to scholars of Buddhist metaphysics. The important
point for the argument here is that Nishida offers an original way of thinking
his paradoxical dialectic in which the passage from the one to the many takes
place not through a positing of being but through an absolute negation: the
affirmation of things is the denial of God.
Pantheism represents a mythological solution to a
real philosophical problem, the problem of how to explain the logical fact
that we are able to refer to the unity of being, the totality, as a being.
Modern philosophy addressed this problem through correlating being with a
God-like "divine intuition" which Kant postulated as the hypothetical subject
corresponding to the thing-in-itself. Secularizations of this solution replace
divine intuition by our own hypothetically disincarnated glance, the "view
from nowhere." It is precisely such easy solutions which Nishida rejects:
God enters his dialectic not as a logical deus ex machina, but rather
to disperse His own function qua absolute spectator into the world.
If we cannot legitimately refer to being as a whole
as an object that exists passively in the eye of God, or a pure
cogito, then this unity must emerge somehow from a process of interaction
among the many finite existences. But to make matters still more complicated,
these finite existences no longer fall under the glance of the now dispersed
deity and so cannot be conceived objectivistically. They are not primordially
objects but subjects, but nor are they "souls" à la Bishop
Berkeley. Rather, they are centers of pure experience, without objective
content or substantiality prior to the experiential act in which they have
their entire being. The whole thus rests on the conscious individuals who
themselves rest on the whole they constitute in their experience of it. The
world process is confounded with that "vision" in which the act of being
is realized and which Nishida now analyzes as a dynamic field of forces,
a "self-transforming matrix" (Nishida, 1987b: 50).
This peculiar ontological conception is based on the
radical historicism of Nishida's work in the 1930s. Amidst the political
turmoil of that period, Nishida reinterpreted the concept of place in social
and historical terms. He continued to conceive of it as a non-objectifiable
foundation, but in relation to a more concrete concept of action. In this
phase Nishida interpreted place as the identity in contradiction (and literally
in conflict) of acting subjects. This change is necessary once action is
considered not merely abstractly as a potential of the subject, but as the
field on which subjectivity is constructed in history. More fundamental than
move and counter-move on that field is the field itself as the "place" in
which the acting subjects have their being. In some diffuse sense this place
is still identified with a transindividual ontologized pure experience. But
place is no longer the horizon of experience of an isolated subject of knowledge
but is reinterpreted in relation to "action intuition" (kôiteki
chokkan), the form of awareness which belongs to subjects engaged in
mutual interaction. Action intuition resembles Heidegger's "Umsicht,"
modified to take into account the interactive character of the subject.
This approach has a surprising resemblance to systems
theory. Historical actors find themselves in an environment against which
they assert themselves, yet as they act they objectify themselves for others
for whom they now become the environment. Nishida calls this "contradictory
self-identity": "Action means negation of the other, and means the will to
make the other [an expression of] oneself. It means that the Self wants to
be the world. But it also means, on the other hand, that the Self denies
itself and becomes a part of the world" (Nishida, 1958: 171).
Nishida attempts to avoid objectivistic
representationalism through this concept of "mutual expression" of self and
world. The individual is a self-determining system in which the world is
"expressed," and which thereby expresses itself in a world. "I am," he writes,
"an expressive monad of the world" (Nishida, 1987b: 52). Like Leibniz's monads,
each of which reflects the world in itself, so in Nishida's last essay objective
reality arises from the mutual perceptions of the individuals engaged within
it. Here actor and object have become perspectives on each other. Reality
is essentially social and as such it is not something independent of the
experience of the actors, nor is it merely their subjective "point of view."
Rather, it has become the peculiar contradictory structure of mutual perception
and mutual expression.
The reference to Leibniz suggests both Nietzschean
perspectivism and the Heideggerian concept of transcendence. It is interesting
that like Nishida, Heidegger found the "monad" an illuminating metaphor to
his own conception of the self. Heidegger writes, in a passage which helps
to understand Nishida's intent:
"As a monad, the Dasein needs no window in order
first of all to look out toward something outside itself, not because, as
Leibniz thinks, all beings are already accessible within its capsule, so
that the monad can quite well be closed off and encapsulated within itself,
but because the monad, the Dasein, in its own being (transcendence)
is already outside, among other beings, and this implies always with its
own self" (Heidegger, 1982: 301).
Or, in Nishida's language:
"The world that, in its objectivity, opposes me is
transformed and grasped symbolically in the forms of my own subjectivity.
But this transactional logic of contradictory identity signifies as well
that it is the world that is expressing itself in me. The world creates its
own space-time character by taking each monadic act of consciousness as a
unique position in the calculus of its own existential transformation" (Nishida,
1987b: 52).
The individuals do not mentally represent a pre-existing
world but rather organize their own identity through the transactions in
which the world "expresses" itself within them, or, more precisely, as
them. There is then nothing more than the mutual identity-shaping
interactions of the individuals. The world is thus not a preexisting thing
but a "place" of interactions that resonate together in the construction
of a dynamic unity that stands in for "objectivity" in the usual substantialist
conception.
"Each existential monad originates itself by expressing
itself; and yet it expresses itself by negating itself and expressing the
world. The monads are thus co-originating, and form the world through their
mutual negation. The monads are the world's own perspectives; they form the
world interexpressively through their own mutual negation and affirmation.
Conversely, the concrete matrix of historical actuality that exists and moves
through itself enfolds these monadic perspectives within itself....
"A conscious act is a dynamic expression. It is a
self-determination of a concrete transpositional matrix, a structure of mutual
revealment of self and world. Our selves, the expressive monads of the world,
constitute points of the world's own expression in and through our
self-expression "(Nishida, 1987b: 58-59).
Nishida substitutes this concept of mutual expression
for the objectivistic dualism of knowledge and being; expression is "a
contradictory identity, the dynamic equivalence of knowing and acting" (Nishida,
1987b: 84). To know the world is not to escape beyond objectivity to the
cogito but is rather a world constituting intervention just insofar
as it is a modification of the subject. The subject is thus an autonomous
self-referential being, but conversely, the very process of its self-reference,
along with that of other subjects, is precisely what we mean by a world in
the first place.
Nishida's conception of being resembles Escher's print
of the self-drawing hands which exist only through producing each other,
and which produce each other as their only activity. For Nishida, this structure
is, strictly speaking, all there is. He thus understands reality as a
self-referential process, a kind of infinite recursive self-production.
Escher's self-drawing hands are emblematic of the
concept of the "strange loop" or "entangled hierarchy" introduced by Douglas
Hofstadter in his book Godel, Escher, Bach. The strange loop arises
when moving up or down in a logical hierarchy leads paradoxically back to
the starting point. Thus in the Escher print, the hierarchy of "drawing subject"
and "drawn object" is "entangled" by the fact that each hand plays both functions
with respect to the other (Hofstadter, 1979: 689-690). As Heraclitus wrote
at the origins of philosophy, "The way up and the way down are one and the
same" (Wheelwright, 1964: 90).
On Hofstadter's terms, Nishida's ontology is an entangled
hierarchy. An ontological strange loop is already implied in the notion of
pure experience. We can represent the loop in two movements. First, "the
way down": in purely logical terms, the concept of experience implies a hierarchy
of observer and observed, meta-position and object-position. Second, "the
way up": experience, as a totality, is situated hierarchically with respect
to things which appear "in" experience as mere parts, including the subject
of experience itself.
Experience thus refers us to a subject, which would
be situated hierarchically in the position of observer, but the subject refers
us back to experience within which it itself appears as an observable object.
Experience is both that which is "drawn" by the subject, and that which "draws"
the subject. The subject "has" experience, but is also "in" experience, and
both propositions are equally true. Merleau-Ponty calls this paradoxical
form a "chiasmus": a totality which unites two inverse structural orders
of the parts (Merleau-Ponty, 1968: 138).
Nishida's later theory enriches the original strange
loop by reinterpreting the subject of experience in more complex ways, as
an active historical being, but it does not fundamentally change the structure.
The individuals are both acted on by the world, which expresses itself in
them, and producers of the world, expressing themselves in it, in the
inextricably entangled relationship of the "self-transforming matrix." But
the fact that Nishida interprets this matrix as the totality of being requires
him to confront the full force of its paradoxical structure in a way that
Hofstadter does not.
Hofstadter's strange loop is never more than a partial
subsystem in a consistent, objectively conceived universe. He evades ultimate
paradox by positing an "inviolate level" of strictly hierarchical relations
above the strange loop and making it possible. He calls this level "inviolate"
because it is not logically entangled with the entangled hierarchy it creates.
In the case of the Escher drawing, the paradox only exists because of the
unparadoxical activity of the actual printmaker Escher who drew it in the
ordinary way without himself being drawn by anyone.
Hofstadter's conception invites a response from Nishida's
standpoint. Nishida would no doubt point out the impossibility of transferring
this intramundane resolution of the paradox to the ontological level, the
level of God's relation to the world. At that level the "inviolate" actor
would be God Himself. But God, considered as a being in the world, is no
longer a legitimate object of philosophical speculation. The evacuation of
the last theological ghosts is the chief work of philosophy since Nietzsche.
The aim is to overcome deep assumptions about the world which arose originally
in a religious context, where the existence of God was taken for granted,
but which continue to have force today in the guise of an objectivistic world
view that does not know its own theological origins. Nishida participates
fully in this new form of epistemological atheism, which is not incompatible
with a certain religious vision.
What is that vision? Paradox is the final form in
which the sacred manifests itself in a disenchanted world. Insofar as the
self participates in the dynamic process of world-production through its
transcendence as absolute nothingness, its deepest self-awareness is identified
with that process. Yet the self is also lost in the world as an object and
indeed only exists as a self in that loss. This contradiction is not overcome
in special observances or mystical states, but is lived in experience itself.
Here is the ultimate strange loop in Nishida's theory: the pursuit of the
sacred leads not to an otherworldly domain, above existence, but back to
the heart of the everyday. Insofar as the self is or belongs to the absolute,
"ordinary human experience is eschatological in character" (Nishida, 1987b:
109). The dialectic of the sacred and secular returns us to pure experience,
which acquires new validity exactly "as it is" through the relativization
of the system of abstractions in which it was
displaced.12
Therefore, in the words of a Chinese sage,
"Even to set upon the quest for awakening is to go astray" (Nishida, 1987b:
115).
From Experience to History
The similarity between Nishida's concept of nothingness and Heidegger's concept
of being has often been noted, but Nishida's philosophy of history suggests
another less attractive analogy between their thought. Heidegger's rejection
of rationalistic universalism issued in a positive reevaluation of tradition,
no longer transcendable in objectivity. Tradition, as living national experience,
was the foundation of thought, not its dead adversary. But how was this view
to be reconciled with modernity, based as it is on science and technology?
Rather than identifying modern science and technology with rational universality
and rejecting them, Heidegger argued during the early 1930s for their
appropriation within a national framework. He was deceived by the similarity
between this position and Nazi ideology with the consequences we
know.13
Nishida's cultural concept of place was intended to
transcend Eurocentric universalism in a pluricentric worldview. For universalism,
culture is nothing more than a subjective investment in a more fundamental
objectivity that is presumably identical for all human beings. The fact that
this objectivity is defined in terms of characteristically Western achievements
such as natural science is viewed as a historical accident where it is not
taken as evidence of the superiority of the European cultural tradition or
the white race. But if, as Nishida argued, experience rather than nature
is foundational, and meaning inheres in experience itself, culture--the
repository of meaning--takes on an entirely different status. The multiplicity
of cultures, like the multiplicity of individual experiences, can no longer
be dismissed as a merely contingent historical accident in contrast with
the universal and necessary truths of natural science.
Nishida asserts the equality of cultures, in particular,
of East Asian and Western culture. Now that modern transportation and
communication have brought them into constant contact, they must work out
new egalitarian relations. The solution cannot be a single world culture
that would replace national cultures, but is, rather, a mutual "mediation"
of the various cultural worlds, each of which will develop through the encounter
with the others. World culture will thus arise as a place of dialogue in
a sort of planetary Bildung. Nishida writes:
"Every nation/people is established on a historical
foundation and possesses a world-historical mission, thereby having a historical
life of its own. For nations/peoples to form a global world through
self-realization and self-transcendence, each must first of all form a particular
world in accordance with its own regional tradition. These particular worlds,
each based on a historical foundation, unite to form a global world. Each
nation/people lives its own unique historical life and at the same time joins
in a united global world through carrying out a world-historical mission"
(Nishida, 1996a: 101-102).
East and West, as cultural monads, each make the other
in making themselves in a productive transformation of modernity.
So far so good. This theory is cosmopolitan without
sacrificing national particularity. But Nishida's concept of place became
reflexively involved in his new interpretation of culture with disastrous
consequences. According to Nishida, the 20th century is marked by a global
clash of cultures that will take military form so long as the contradictions
of the European Enlightenment are not transcended. Japanese culture, because
of its unique combination of East Asian nothingness and Western science and
technology, can supply that transcendence. Nishida's goal was therefore to
vindicate the self-assertion of Japan as a free and equal Asian nation against
European world hegemony. The new order emerging from the War would restore
Japan's historic "world mission," lost so long as "East Asian peoples were
oppressed under European imperialism and regarded as colonies" (Nishida,
1966a: 102). That mission consisted in bringing about world peace through
a new relation to cultural diversity. Nishida's own theory of history, which
explained the world dialectic, also appeared as a product of Japan's special
place in the world.
Nishida thus believed that his multiculturalism was
compatible with the apparently contrary notion that Japanese culture would
play the central role in the coming historical era. This was no contradiction
because what made Japan unique was precisely its long history of flexibility
and assimilation of alien influences. Japanese culture retained its integrity
while absorbing Chinese culture, just as it reproduced itself in intimate
contact with the West. Japanese culture was thus a model of the sort of cultural
mediation needed to resolve the crisis of modernity. Its East Asian
"formlessness" or "emptiness" enabled it to live with unresolved contradictions
and to draw resources from them. Cultural formlessness is the politics of
nothingness corresponding to the philosophical notions of pure experience
and place.
At this point the Western reader would like Nishida
to show how, in the light of Japanese culture, we are to live in peace with
each other in a redeemed modernity. But instead something went seriously
wrong with his attempt to historicize his doctrine of place. He applied the
categories he had developed not to the problems of alienation and anomie,
the contradiction of Kultur and Zivilisation, the struggle
for meaning and balance in a global technological order, but to the role
of the Japanese body politic (kokutai) in world affairs (Nishida,
1996b).14
Nishida claimed that the imperial house, as the living
form of Japan's "contradictory self-identity," could pacify the world by
uniting it "under one roof" (hakko ichiu) (Nishida, 1996a:
102).15
The historic neutrality of the emperor, who
rarely took sides in the struggles of his nobles until they were over, was
interpreted as a kind of gathering of meaning in history. The state, personified
in the imperial house, became that moment of the political order through
which events go beyond mere accident and become destiny, go beyond mere force
and become legitimate. It introduced an epic temporality, a temporality of
the heroic and the unique, into the otherwise banal and contingent flow of
time. (Of course a skeptical observer might bluntly call it a consecration
of the victors.) Projected on a global scale, one sees more or less what
Nishida had in mind: a passive principle of global unity that, presumably,
would be more successful because historically more concrete than the ineffectual
League of Nations based on Enlightenment ideals of freedom and
equality.
Even apart from the irrelevance of this claim to the
crisis of modernity, such an interpretation of the emperor system is deeply
problematic. In the context of a well-established constitutional monarchy,
it would be conservative but not alarming. However, in the foreign affairs
of a nation with a newly minted and fairly undemocratic polity, it was
disastrous. Although Nishida rejected militarism and old-fashioned colonialism,
it is difficult entirely to dissociate his idealization of the imperial house
from the deeds of the government ruling in its name. He seemed to take it
for granted that in a warlike world, Japan too would have to fight, if only
to end fighting once and for all. Even if this were so, it would show that
the Japanese nation could not be passive in history, nor could it consecrate
the outcomes of the struggles in which it was itself engaged. It thus made
no sense to attempt to generalize the imperial model of passive power.
Perhaps Japanese culture can be conceived as a "place
of nothingness," formless and receptive to global influences, unifying the
contradictions between them peacefully. I believe Nishida came to this view
in his last essay. But how, in the early 1940s, can one make sense of the
"Greater East Asian Co-Prosperity Sphere," without reference to Japanese
imperialism? Unfortunately, this is exactly what Nishida attempted to accomplish
in his notorious paper on "The New World Order", prepared at the invitation
of the War Cabinet in 1943 (Nishida, 1996a). Nishida recast the world conflict
in cultural terms, ignoring distractions such as the Japanese conquest of
China and Southeast Asia. Culturally considered, Nishida argued, the Pacific
War resembled the Persian war of antiquity: "Long ago, the victory of Greece
in the Persian War determined the direction of development of European culture
up to this day, and in the same way the current East Asian war may determine
a direction for world history to come" (Nishida, 1996a: 102). Nishida was
caught in a generational lag that blinded him to the full implications of
the rapid transformation of Japan from a victim nation into a victimizer
on the historical scene.
In any case, impending defeat seems to have changed
his ideas, if not about the goal at least about the means. Several months
before his death, and the surrender of Japan, he hinted at a very different
vision of Japan's future. He adopted a position closer to that of his friend
D.T. Suzuki, for whom Japan was preeminently a religious example to the world
rather than a historical actor. Nishida now wrote that "The reason that a
nation is a nation lies...in its religious character as a self-expression
of historical life. A true nation arises when a people harbors the
world-principle within itself and forms itself historically and socially"
(Nishida, 1987b: 116). Cultural rather than state nationalism now appeared
as the solution to the problem of Japanese survival and international
peace.
As bombs rained down on Japan's cities, the emphasis
of Nishida's reflections on history shifted and he switched analogies. Not
the Greeks but the ancient Jews offered a parallel. Although they were conquered,
yet they maintained their "spiritual self-confidence" and founded a world
religion. In May of 1945, Nishida wrote Suzuki, "Lately, reading the history
of the development of Jewish religion has made me think a lot. The Jews built
the foundation for the direction of the development of their world religion
in the Babylonian captivity. The true spirit of the people must be like this.
The nation which combines self-confidence with militarism perishes when the
military power perishes" (Nishida: 1965: 426). There was still hope, he
concluded, that a chastened "Japanese spirit participating in world history...can
become the point of departure for a new global culture" (Nishida, 1987b:
112).
Conclusion
Like Japan's prewar adventure with modernity, Nishida's
philosophy of experience prepared its own downfall. It is unfortunate that
so many interesting ideas have been discredited in the catastrophe. As a
historical figure, at least, Nishida is surely worth study. Despite its
problematic conclusion, his geopolitical concept of place draws together
the many strands of the Western concept of experience in an original combination
based on a concept of nothingness he identifies with the essence of Asian
thought. Nothingness as pure experience is reinterpreted simultaneously as
modern openness to the facts and as enlightened consciousness that achieves
a unity beyond reflection. The developmental concept of Bildung explains
the struggle to unify the world on the field of cultural nothingness. And
the ontological priority of the non-objectifiable place of nothingness over
all objectivity grants the culture it defines a mysteriously passive hegemony
in the shaping of a redeemed modernity.
Acknowledgements
Earlier versions of this paper were delivered as talks
at the fifth Japanese-American Phenomenology Conference, Sendai, Japan, and
the Center for Japanese Studies, University of California, Berkeley. Thanks
are also due reviewers for Philosophy East and West, Ohashi Ryosuke for
criticism, and Yoko Arisaka for advice and translations of Japanese texts.
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1 One of the
most interesting attempts at such artificial restoration was Okakura Tenshin's
neo-traditional painting school called Nihon-ga. (See Rosenfield,
1971: 202-208.) More ominous was the establishment of State Shinto as a
pseudo-native religion. The inauthentic reinvention of tradition is easily
confused with the authentic cultural continuities that tie modern nations
to their traditional past. Such continuities are apparent in synthetic
philosophies, of which Nishida's was the most important, that attempted to
express "Eastern" insights in modern philosophical language rather than returning
to the past. For more on the problem of tradition and modernity, see Feenberg
(1995c), chap. 9.
2 For a more detailed presentation
of the author's views on the theory of pure experience, see Feenberg and
Arisaka (1995), and Feenberg and Arisaka (1990).
3 It is an interesting question
why Nishida did not use the term "taiken" to refer to such immediate
experience.
4 On the relation of Nishida to
Suzuki, see the unsympathetic but informative article of Scharf (1993). But
cf. Kirchner's reply (1966).
5 This limitation as it applies
to Erlebnis is more characteristic of the use of the term in phenomenology
than in Dilthey for whom the concept blurs into Bildung.
6 In the case of Japanese thought,
the ambiguity is linguistic as well as theoretical: the word usually translated
as self-consciousness or self-realization, "jikaku," does not sharply
distinguish between the mental and the real.
7 For a more elaborate explanation
of these concepts, see Feenberg and Arisaka (1990).
8 See, for example, Heidegger (1962):
226 (181-182).
9 This line of thought has been
fruitfully pursued in relation to Heidegger's theory of space by Yoko Arisaka
(1995). She argues that for Heidegger, spatial indexicals such as "right"
and "left," "near" and "far" are irreducible to either subjective experience
or objective determinations.
10 This seems to be the position
of Hubert Dreyfus (1991): 68, 134.
11 This section
is based on Feenberg and Arisaka (1990).
12 A similar argument is made
with reference to the "problem of completion" in Wittgenstein and Russell
by Wargo, 1972: chapter IV, pp. 342-343, 356-358.
13 For a discussion of the problem
of nationalism and technology, see Feenberg (1991) and Feenberg (1995a),
chap. 1.
14 A similar turn to national
identity as a solution to the problems of modernity is to be found in
contemporary German thought, although in Germany the issues include the social
crises Nishida ignored as well as the crisis of world political order to
which, as a citizen of a non-Western country, he was particularly sensitive.
Unfortunately, German thinking on these questions was racist and obscurantist.
See Herf (1984).
15 For a more thorough discussion
of Nishida's politics see Arisaka (1996). Cf. articles by Feenberg, Ueda
and Yusa in Heisig and Maraldo (1994).