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Details of the FACTEX Procedure

Example 15.13: Incomplete Block Design

See FACTEX7B in the SAS/QC Sample Library

Several important series of balanced incomplete block designs can be derived from orthogonal factorial designs. One is the series on balanced lattice of Yates (1936); refer to page 396 of Cochran and Cox (1957). In this situation, the number of treatments v must be the square of a power of a prime number: v = q2,    q = pk where p is a prime number. These designs are based on a complete set of q-1 mutually orthogonal q×q Latin squares, which is equivalent to a resolution 3 design for q+1 q-level factors in q2 runs.

The balanced lattice designs include q+1 replicates of the treatments. They are constructed by associating each treatment with a run in the factorial design, each replicate with one of the factors, and each block with one of the q values of that factor. For example, the treatments in Block 3 within Replicate 2 are those treatments that are associated with runs for which factor 2 is set at value 3. The following statements use this method to construct a balanced lattice design for 16 treatments in five replicates of four blocks each. The construction procedure is based on a resolution 3 design for five four-level factors in 16 runs.

   proc factex;
      factors x1-x5 / nlev=4;    
      size design=16;                      
      model r=3;                         
      output out=a;                  
   run;

In the following DATA step, the incomplete block design is built using the design saved in the data set A by the FACTEX procedure:

   data b;
      keep rep block plot t;
      array x{5} x1-x5;
      do rep = 1 to 5;                  
         do block = 1 to 4;                 
            plot = 0;
            do n = 1 to 16;              
               set a point=n;
               if (x{rep}=block-1) then do; 
                  t = n;                 
                  plot = plot + 1;        
                  output;
                  end;
               end;
            end;
         end;
      stop;
   run;

For each block within each replicate, the program loops through the run numbers in the factorial design and chooses those which have the REPth factor equal to BLOCK-1. These run numbers are the treatments that go into the particular block.

The design is printed using a DATA step. Each block of each replicate is built into the variables S1, S2, S3, and S4, and each block is printed with a PUT statement.

  data _null_;
     array s{4} s1-s4;            /* Buffer for holding each block    */
     file print;                  /* Direct printing to output screen */
     n = 1;
     do r = 1 to 5;
        put "Replication " r 1.0 ":";
        do b = 1 to 4;
           do p = 1 to 4;
              set b point=n;
              s{plot} = t;
              n = n+1;
              end;
           put "    Block " b 1.0 ":" (s1-s4) (3.0);
           end;
        put;
        end;
     stop;
  run;
The design is displayed in Output 15.13.1.

You can use the PLAN procedure to randomize the block design, as shown by the following statements:

   proc plan seed=54321;
      factors rep=5 block=4 plot=4;
      output data=b out=c;

   proc sort;
      by rep block plot;
   run;

The variable PLOT indexes the plots within each block. Refer to the SAS/STAT User's Guide for a general discussion of randomizing block designs.

Finally, substitute set c for set b in the preceding DATA step. Running this DATA step creates the randomized design displayed in Output 15.13.2.

Output 15.13.1: A Balanced Lattice

Replication 1:
     Block 1:  1  2  3  4
     Block 2:  5  6  7  8
     Block 3:  9 10 11 12
     Block 4: 13 14 15 16

Replication 2:
     Block 1:  1  5  9 13
     Block 2:  2  6 10 14
     Block 3:  3  7 11 15
     Block 4:  4  8 12 16

Replication 3:
     Block 1:  1  6 11 16
     Block 2:  3  8  9 14
     Block 3:  4  7 10 13
     Block 4:  2  5 12 15

Replication 4:
     Block 1:  1  8 10 15
     Block 2:  3  6 12 13
     Block 3:  4  5 11 14
     Block 4:  2  7  9 16

Replication 5:
     Block 1:  1  7 12 14
     Block 2:  3  5 10 16
     Block 3:  4  6  9 15
     Block 4:  2  8 11 13

Output 15.13.2: Randomized Design

Replication 1:
     Block 1: 15  5  2 12
     Block 2:  3  8  9 14
     Block 3: 16  1 11  6
     Block 4:  7 10 13  4

Replication 2:
     Block 1:  2  4  3  1
     Block 2:  5  7  8  6
     Block 3:  9 11 10 12
     Block 4: 15 16 13 14

Replication 3:
     Block 1:  2 13  8 11
     Block 2: 14 12  7  1
     Block 3: 15  4  9  6
     Block 4:  5 16  3 10

Replication 4:
     Block 1: 13  1  5  9
     Block 2: 14  2 10  6
     Block 3: 11 15  3  7
     Block 4: 16 12  4  8

Replication 5:
     Block 1:  2 16  7  9
     Block 2: 15 10  8  1
     Block 3:  3 12  6 13
     Block 4:  5 11 14  4


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