Mani Sanghera

Mani Sanghera is Director, Compliance and Disclosure | Capital Formation at TSX / TSX Venture Exchange. His diverse team of qualified industry professionals liaises directly with the Investment Industry Regulatory Organization of Canada and oversees listed issuers and their management teams to ensure compliance with applicable securities laws and marketplace requirements. In this role, Mani mitigates trading and corporate governance issues such as timely and continuous disclosure, management misconduct and trading irregularities. Mani has over 20 years of industry experience including as a Chartered Accountant helping clients go public, as a securities examiner responsible for monitoring the capital solvency of broker dealers, as well as working with the British Columbia Securities Commission in their capital markets group. A qualified Chartered Accountant in Canada, Mani has also been awarded fellowship with the Institute of Chartered Accountants in England and Wales.