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Provincial Ombudsperson Case Files

Function

Governance

PIB

RRSDA Number

2010-001

Department

Office of the Ombudsperson

Description, purpose and use of records

Records relating to investigations conducted by the Provincial Ombudsperson of complaints made against the University.

Records may include, but are not limited to correspondence, meeting notes, the University’s written responses to filed complaints, and records documenting the final resolution of complaints.  Documented resolutions may take many forms including letters, reports, or extracts from the annual report issued by the Office of the Provincial Ombudsperson.

Retention periods

Records Active Retention
Semi-Active Retention   Total retention Final disposition
Case files held by the Office of the Ombudsperson: Case Closed + 1Y Nil Case Closed + 1Y Full Retention by Archives
Case files held by all other university departments: Case Closed + 1Y Nil Case Closed + 1Y Destruction

Active = Active Retention Period, Keep in Office; Semi-Active = Semi-Active Retention period, transfer to University Records Centre; CY = Current calendar year; CFY = Current fiscal year; CS = Current semester; S/O = Superseded or obsolete; OPR = Office of Primary Responsibility; Non-OPR = All other departments

Authorities

These records are created, used, retained and managed in accordance with the following authorities:

  • University Act (RSBC 1996, c. 468)
  • Freedom of Information and Protection of Privacy Act (RSBC 1996, c. 165)
  • Ombudsperson Act (RSBC 1996, c. 340)

Retention rationale

Records are needed to support the University in formulating its response to complaints filed with the Office of the Provincial Ombudsperson. Records also document the final mediated resolution.  

Once a resolution has been reached, the records have little ongoing value. A total retention period of “CY final resolution mediated + 1 year” provides a sufficient timeframe to ensure activity on the file has indeed ceased.  

 

Status

RRSDA is in force

Approval Date

28 Jan 2011

Last Revised Date

28 Jan 2011